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Foreside Financial Group, LLC

Financial Services Companies

Description

Foreside Financial Group, LLC provides underwriter, compliance, consulting, Sarbanes-Oxley fund officers, and fund marketing services to advisors/fund sponsors, bank groups, broker-dealer companies, and independent wholesalers. It offers distribution services, including sales literature and advertising compliance review, and dealer agreement management, as well as statutory underwriter/distributor, or placement agent services; and registered representative services, including representative FINRA and state registration, and representative compliance and administration. The company also provides sales material review services; broker-dealer and mutual fund formation services; securities training; fund marketing and wholesaling; chief compliance officer services; compliance programs; anti-money laundering services; alternative investment services; data services; exchange traded fund services; and assistance with starting a mutual fund. Foreside Financial Group, LLC was formerly known as Foreside Holdings, LLC and changed its name to Foreside Financial Group, LLC in April 2007. The company was founded in 1998 and is based in Portland, Maine.

Corporate Address

Three Canal Plaza Suite 100 Portland, ME04101 United States of America

United States of America

207-553-7110

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